People

FINRA warns of scammers impersonating regulators, a California broker pleads guilty to money laundering and the Year of the Dog is good for stocks.

Silver medalist Chris Mazdzer is studying to become a CFP, Cetera reorganizes its B/Ds and T. Rowe Price to offer the full Financial Engines suite.

The private wealth manager already oversees more than $14 billion in client assets and plans on continuing to expand its presence internationally.

Millennials are in better financial shape than their Gen X counterparts, Artivest merges with Altegris and Trump taps Charles Rettig as IRS commissioner.

Craig David Dima has been barred for inappropriate toothpaste trades, unclaimed 2013 tax returns total $1 billion and digital account aggregation is the new normal.

Nobody really knows why the markets fell, Personal Capital launches an SRI strategy and Charles Barkley on losing $4 million in shady investments.

There is a strategy beyond making money behind Carson Group CEO Ron Carson’s wealthtech investments.

Mariner Holdings CEO Marty Bicknell looks for wealthtech investments outside of the tech hubs on the U.S. coasts.

Some large RIA principals are emerging as both gatekeepers and early-stage investors for tech startups with the potential to transform the advice industry.

AdvicePeriod’s Steve Lockshin was an early investor in Betterment. That opened the door for him to make more investments in fintech firms in the advisor space.