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New York-based Focus Financial Partners Inc. has acquired Harrisburg, Penn.-based Roof Advisory Group, Inc. for its partner firm Fort Pitt Capital Group, LLC

Wells Fargo & Co. said Wednesday that it has promoted Jim Hays to president and head of Wells Fargo Advisors.

Court finds no ambiguity in trusts' use of the term 'grandchildren.'

Wellborn, the head of wealth management at Comerica Bank, will lead Wells Fargo's private bank and Abbot Downing.

Tom Fallon, 65, was convicted of 25 criminal counts of money laundering and grand theft stemming from a scheme to take money from his clients' workers' compensation settlement checks.

Chris Flint has been endorsed by the Financial Services Institute and the Bank Insurance & Securities Association in his attempt to fill a 'Large Firms' seat on the Board of Governors for the regulatory agency.

Hockey brushed off a direct question about whether the move was related to a potential deal with E*Trade Financial Corp.

The CEO of TD Ameritrade announced he’ll depart the company, which he has led since 2016, early next year.

Charton Financial Group will join the nation's largest independent broker/dealer from FMS Financial Partners, an affiliate of Kestra Financial Partners.