People

Envestnet CEO Jud Bergman died in a car accident early Thursday morning. He was 62.

Jud Bergman, who led Envestnet through a 2010 IPO and several acquisitions, was 62.

Mooney Lyons Financial Advisors has $320 million in managed assets with four advisors.

The partnership with Dunston Financial Group is Moneta's second move into the Denver area in two months, marking the first expansion out of St. Louis in the company's history.

Legacy Investment Planning will be able to access clearing and custody services from INTL FCStone as a result of the partnership.

Lake Avenue Financial's CEO Alex Chalekian will also become Integrated Partner's Head of Practice Acquisitions, focusing on inorganic growth and internal succession planning.

Private Wealth Advisors alleged that the two breached contract by using the firm's information to build a new business, according to the Pennsylvania Record.

Scharf, the CEO of Bank of New York Mellon Corp., will take over on Oct. 21, replacing interim chief Allen Parker, the San Francisco-based bank said.

Scalia may need to recuse himself from any decisions regarding the Department of Labor's upcoming fiduciary rule because of his work as lead counsel in the case that vacated the DOL's previous rule.

In two arbitrations, a panel awarded National Securities and former branch manager Gerald Sharpe approximately $170,000 each, a net gain of just $2,000 for the branch manager.