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Hopper has acted as the Enforcement Department's acting head since Susan Schroeder departed FINRA in September.

Executives assure advisors the move won’t affect the progress of the wealth management business and its recently announced acquisition of HK Financial Services.

Since joining the SEC in January 2018, Jackson has often led opposition to policies pushed by Chairman Jay Clayton.

The team will work with individuals, families, nonprofits and foundations on investment management and retirement planning strategies, the bank announced.

LA-headquartered RIA creates a fiduciary institutional consulting team.

Recipient of the FPA's Best New Research award, Heckman has been widely published in industry journals.

The SEC has 79 advisory committee members, but only three of them are black and one is Latino, according to a review by the House Financial Services Committee.

She'll be the fifth female executive to join in the past two years and will serve as chief talent and business solutions officer.

Rick Suarez will serve as CEO of Clarfeld, a $3.9 billion RIA acquired by Citizens Bank last year.