People

Norman and Michael Robbins are based in Boca Raton and have $234 million in managed assets.

Advisor and OSJ manager Salvatore Dispenziere III will bring over the three advisors in his office as well as three other individual practices he supervises.

Anthony Diaz faces up to 220 years in prison.

Michael Boardman has 30 years of industry experience and has previously held senior leadership roles at Chase Wealth Management, U.S. Bank and Charles Schwab

Chris Walters, who has been a member of the company's board of directors since 2014, will replace John Clendening as president and CEO of Avantax Wealth Management's parent company.

Bluespring Wealth Partners announced it has acquired Retirement Wealth Specialists.

Edward E. Matthes has agreed to settle the charges that he misappropriated funds from 26 brokerage and investment advisory clients.

Shawn Wooden believes Associated Financial Consultants and Investor Services will be a 'championship team' in the financial services industry.

Brian Simms, an advisor at Brendanwood Brokerage, allegedly urged Donna Wagner to invest payouts from a life insurance policy, according to RTV6.