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Antonia Chion spent 32 years with the SEC, and most recently helped supervise a settlement with Wells Fargo Clearing Services and Wells Fargo Advisors Financial Network that included a $35 million penalty.

The SEC charged advisor Dionne Van Zyl with using his senior status in an Atlanta church to con fellow church members.

The famous actor touted an initial coin offering from Bitcoiin2Gen in social media postings without telling followers that he was being compensated for his endorsement, according to the SEC.

Former Fidelity executive Matthew Chisholm joins to help lead its RIA division.

Merrill Lynch has promoted Michael Simonds to Market Executive for the SD market in downtown Manhattan and Brooklyn.

"Normally, I vote for Democrats," Warren Buffett said.

Robertson Stephens, a family-office and HNW advisory, steps into the Bay Area with $150 million team.

Meanwhile, Dr. Carolyn McClanahan sold the last shares of the "aging planning" software firm she helped found.

The private wealth management team is led by Denis Cleary and Gregory Devine and will maintain its offices in Boston and Los Angeles.