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Prosecutors argued DaRayl Davis preyed on fellow church members and friends, defrauding at least 25 investors over a period of 15 years.

Rockefeller has been on a hiring tear in recent years, adding advisers across the U.S. from rivals including Morgan Stanley and Merrill Lynch, including two dozen new teams in 2020.

The Tax Court’s decision may have further implications for valuing a celebrity’s name and likeness rights.

A seven-person $2B AUM team left Bank of America’s private client division for UBS.

Daniel Rivera was sentenced to more than six years in prison for defrauding investors, many of them elderly.

Sullivan, Bruyette, Speros & Blayney caters to high-net-worth and ultra-high-net-worth families whose members are typically attorneys in the Washington, D.C., area or tech executives.

Court filing reveals the pair didn't have a prenup but entered into a separation contract instead.

No longer 'secondary,' advisors and the firm's 401(k) business will receive attention as equals to Betterment's retail business line, says new CEO Sarah Levy.

Bruno, a long-tenured executive for InvestmentNews and more recently Echelon Partners, brings deep ties to the advisory community and will focus on bridging media and events at Informa.