Chris Walters, who has been a member of the company's board of directors since 2014, will replace John Clendening as president and CEO of Avantax Wealth Management's parent company.
Bluespring Wealth Partners announced it has acquired Retirement Wealth Specialists.
Edward E. Matthes has agreed to settle the charges that he misappropriated funds from 26 brokerage and investment advisory clients.
Shawn Wooden believes Associated Financial Consultants and Investor Services will be a 'championship team' in the financial services industry.
Brian Simms, an advisor at Brendanwood Brokerage, allegedly urged Donna Wagner to invest payouts from a life insurance policy, according to RTV6.
Former CEO John Stumpf agreed to a $17.5 million penalty and an industry ban.
Kirstin Hill was named one of WealthManagement.com's Ten to Watch in 2020 last year.
