Potential Trump Treasury Secretary has a plan to dismantle Dodd-Frank.

CFAs believe Donald Trump will positively impact investment management, RiXtrema's new fee database will help with DOL compliance and a South Carolina financial advisor must serve two years in jail for fraud.

Mary Jo White's announcement that she's stepping down as head of the SEC puts the onus back on the states.

"There is no new Trump bull market market in the offing," Gross wrote in his monthly investment outlook.

SEC Chair to end four-year tenure in January

Advisor Group, the b/d network recently acquired by Lightyear Capital, has named UBS veteran Jamie Price as its new CEO. His first order of business? To listen to advisors and baseline the firm.

The election made Morgan Stanley the best performing of the six largest U.S. banks so far this year

Deutsche Bank appealing to next gen investors, Private Advisor Group recruits Johnson & Associates and MoneyGuide Pro boosts its aggregation tools.

The Regulator