See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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A clean bill of health means a happier retirement. | Brian Bahr/Getty Images
Retirees would rather be healthy than wealthy, according to a new study by MassMutual Retirement Services. Eighty percent of retirees in better health report havi...
(Reuters) - U.S. regulators adopted a new rule Wednesday that will scale back the states' powers to police some public stock offerings, a move that advocates say will spur more capital-raising and critics claim could lead to more fraud...
(Reuters) - High-speed stock trading firms that execute transactions away from exchanges would be subject to greater regulatory oversight under a proposal unveiled on Wednesday by the U.S. Securities and Exchange Commission...
A mini Ric Edelman? | Copyright Oli Scarff, Getty Images
Ric Edelman’s “exponential technology” strategy for investment management is now a BlackRock ETF. The new iShares Exponential Technologies ETF (nysearca:XT) began with the Edelman F...
Hardeep Walia doesn’t think people have to choose between their brains and their hearts when making investment decisions, and he’s trying to remove that choice...
Wes Long, head of Wedbush Securities’ private client services group, has left after nearly 20 years with the California-based brokerage, according to BrokerCheck. ...
The Securities and Exchange Commission’s increased used of its internal administrative court came under fire Thursday, as Republications raised questions about this venue’s ability to maintain due process and objectivity...
The National Endowment for Financial Education and the Financial Planning Association have launched a tournament bracket of their own—to help investors and consumers determine their top four financial priorities. The groups also had financial...
