See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Texas Rep. Jeb Hensarling, potential Treasury Secretary and chair of House Financial Services Committee, said Trump and the Republican congressional majority should kill the regulation.
A source told StreetInsider.com that Schwab is among the bidders for LPL Financial, while a source told WealthManagement.com that the firm is not interested in getting into the IBD space.
CFAs believe Donald Trump will positively impact investment management, RiXtrema's new fee database will help with DOL compliance and a South Carolina financial advisor must serve two years in jail for fraud.