Industry

From financial regulation to student loans to taxes, here’s what just happened, good and bad, and what to watch in the days to come.

A huge marketing victory for a custodian than spent just $26 million on advertising in all of 2016.

“The key to tax reform is there will be winners, and there will be losers. Some industries will end up worse off; some industries will end up better off. You want to keep an eye as this process goes forward,” says Andy Friedman, The Washington...

The fund research firm is moving closer to becoming a complete technology provider for advisors.

A $150 million settlement involving the Jay Peak EB-5 visa program was a drag on the firm’s private client group’s pre-tax income.

The company has been able to remain the top seller of U.S. ETFs while fending off Vanguard and shielding much of its business from the punishing effects of price competition.

Some community banks and credit unions are starting to reap the benefits of Wells Fargo's troubles, recruiting advisors coming out of the firm.

San Antonio, Texas-based Investment Professionals will be folded into a new channel of advisors dedicated to banks and credit unions.

Crédit Mutuel hires Watson, Raymond James adds two asset managers and new book offers retirement advice.

Overall, the Wall Street bank’s profits soared, while the wealth management unit set new records in profits, revenues and client assets.