See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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The SEC said it had charged SunTrust for "improperly recommending more expensive share classes of various mutual funds when cheaper shares of the same funds were available."
After doubling in size over the last three years, CEO Joe Duran is going outside the industry, bringing in a retail marketing exec from Oakley Inc., with visions of creating an easily recognizable, digitally based, consumer-facing United Capital...
How to handle HNW female clients who become "suddenly single," College for Financial Planning revises the CRPS designation for the fiduciary rule, and Associate acquires Whitnell.
The flood waters promised to disrupt business in a district that was transformed over the past decade, with office towers and luxury condominiums now dotting the skyline where little sat when Hurricane Andrew hit Florida 25 years ago.