See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Wells Fargo plans to stay in the Broker Protocol Agreement, the SEC charges an investment advisor in a cherry-picking scheme and a New Jersey financial advisor is accused of fraud.
“Our focus is on organic growth. Of course we look at small acquisitions here and there to complement our portfolio,” Chief Executive Officer Sergio Ermotti said.
Unlike retail investors engaged in markets, the general population still doesn’t trust the financial services industry 10 years after the financial crisis.
We are at our best as educators and space-makers for a deeper engagement with the financial world, and all our work with our clients should spur on hope.