See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Millennials especially see the recent tax reform as beneficial, Benjamin F. Edwards added eight advisors and Fidelity invested in a bike-sharing startup.
Justin Tuck went from the NFL to Goldman Sachs, Complect adds Kevin Keefe to its advisory board and Mike Duffy leaves Merrill Lynch and finds Happiness Wealth Management with LPL.
The regulator will begin conducting reviews within 15 days after a firm applies to register an individual with FINRA, something that was previously done annually.
Simplifying 401(k) plan choices doesn’t help enrollment, new apps help Latinos boost financial literacy and 994 Group launches using the Kolbe Concept.