Industry

The Richmond, Va.-based team was looking for a broker/dealer with comprehensive trust and banking services in house.

The SPARK Institute's classroom and online programs for retirement plan advisors and providers will be available on The Retirement Advisor University's learning platform starting Jan. 1

There’s a shared desire among many to reinstate key elements of the DOL’s fiduciary rule.

The acquisition marks the fourth for Dakota since its formation in 2018.

Wealth advisors Bruce Tenenbaum and Andy Lam join the firm from UBS Private Wealth Management; it is the latest move in Rockefeller's regional expansion.

Peter Heilbron of Trace Wealth Advisors said he was drawn to LPL's technology and new fee-only option.

Targeting gig economy clients, advisors at Ladenburg Thalmann are testing out a new tax management platform, Track Technologies.

The investment bank has been quietly building out a retail wealth management strategy. The acquisition of United Capital, for $750 million in cash, turns up the volume and announces its position as a major player in the retail space.