Industry

Effective immediately, Prime Capital Investment Advisors will become Prime Capital Financial, while Pensionmark rebrands to World Investment Advisors, a nod to its parent company.

Earned Wealth, founded in 2021, offers medical professionals advice on financial planning, tax planning, wealth management and investing on one interconnected platform.

What is horizontal wealth transfer?

FINRA accused D. Allen Blankenship of unsuitable mutual fund trading. Still, the broker is looking to SEC v. Jarkesy and claiming the disciplinary proceedings violate his right to a jury trial.

Jonathan Connolly, previously a managing director and head of trust at Wealthspire, will serve as president of the new trust company.

Valued at $4.5 billion, the technology behemoth to advisors will be taken private with minority stakes from key strategic partners.

Rock House Financial, which works with business owners, women and social media influencers, manages $272 million in assets.

C&J Wealth represents Modern Wealth’s ninth acquisition in the last 14 months and provides a foothold in the South.

The annual survey finds that only 46% of independent advisors strongly feel their firms are moving in the right direction, an 8% drop year over year.