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Jon Goldstein, the founder and CEO of Goldstein & Associates, said the firm was joining Arbor Point Advisors to broaden opportunities for clients, including expanding the breadth of the firm's tech options.
Senators cited concerns about whistleblower awards and Regulation Best Interest during the SEC Chairman's testimony before the Senate Banking, Housing and Urban Affairs Committee.
The program, to kick off early in the second quarter next year, will be available only to internal advisors and simulate the experience of running an advisory firm.
The "holding company" for broker/dealers said Aurora Private Wealth would have more access to capital as a result of the deal, which was revealed during the MarketCounsel Summit.