Industry

Michigan-based Baldwin Capital Management and Langdon Capital Management join LPL from Voya Financial, while Chicago-based Nestlehut Financial Services moves to Cetera Advisors from Securities Service Network.

Diversity and inclusion encourages us to appreciate and celebrate difference and create environments that do so, which opens up the possibility for creating the highest possible organizational performance.

After 38 years, the SEC has changed its 'accredited investor' definition, moving beyond a focus on income and net worth and expanding the pool of those who qualify to invest in private markets.

But that may belie gender biases that still exist. A new Merrill Lynch study observed an average of 10 gender-related 'miscues' per 30-minute meeting with clients.

Hightower's latest deal with North Carolina-based registered investment advisor Stearns Financial Group is its sixth transaction in 2020.

Wealth management firms need to be prepared to offer investment solutions that are compelling in returns and yield, while also laddering up to the promise of building a better world.

The Department of Labor has set a hearing on its proposed fiduciary rule for Sept. 3 at 9 a.m. ET.

LPL has recruited three financial advisors in Scottsdale, Ariz., who have decided to merge together to form Raintree Wealth Partners.

Over the past 18 months, 54% of Merrill Lynch Wealth Management's advisor hires have come from diverse backgrounds, up from 39% in 2017.