Industry

Advisors should expect changes in tech and personnel, as well as a new Texas headquarters, as the two firms begin integrating.

With nine minority investments, as of September, under its belt, the RIA is ready to welcome in more partners.

Wilmington Trust has hired a dozen people and promoted employees in the past year as part of a push in key markets.

Reason Financial, headed by Steve Pollock and Sean Storck, will join LPL from Avantax Wealth Management.

The move is the culmination of an 18-month courtship.

The four advisors are joining Pinnacle Financial Partners, which is affiliated with the large broker/dealer, and will serve clients in states that include Virginia, Georgia and the Carolinas.

The Fed’s order allows the companies’ banking operations to merge.

The changes come in response to the findings of an independent task force report on the board's enforcement practices.

Bank of America Merrill Lynch has created a new Advisory Division under executive Eric Schimpf.

Morgan Stanley neither admitted nor denied the SEC’s findings.