Industry

Summit Growth Partners will be a sort of velvet rope model, providing advisors with access to Summit’s services at a discount and upfront capital in exchange for a minority equity stake.

Los Angeles-based Lido Advisors added approximately $2 billion in new assets in 2020.

Mercer's purchase of Hart Capital Management represents the sixth deal the large RIA has announced this month.

Morgan Stanley’s wealth management client assets were nearly $4 trillion at the end of the fourth quarter 2020, up 48% year over year, according to an earnings report.

Advisors Michael Brown and Brian Flynn have left Magnus and teamed up with practice management coach Penny Phillips to create Journey Strategic Wealth, a new spin on the aggregator model.

Commonwealth’s new Business Consulting Services will provide dedicated transition support for advisors leaving the wirehouses to go independent.

The charges against Michael and David Sztrom were filed late last week and are one of two complaints against advisors related to a California-based RIA.

The Salvino family has launched Performance Wealth, a registered investment advisor with $2.2 billion in client assets.

Merrill advisors made tail winds with deposits, client balances, assets under management and private banking loans.

Witnessing the insurrection at the Capitol, financial advisor Rianka Dorsainvil couldn't just return to normal. "There's nothing normal or usual about any of this."