Industry

The deal will create a $20 billion multifamily office in 11 markets across the United States.

Financial advisors are switching firms at a record pace. If you are planning to make a move, here are four things you need to do.

FINRA will look at how firms acquire customers through social media, particularly through outside influencers with large online followings.

“You can’t have the excuse anymore of saying, ‘Well I can’t find any Black and brown talent,’” said advisor Rianka Dorsainvil, speaking at the Morningstar Investment Conference this week.

Despite the marketing push around investment products and ESG funds, there is no one-size-fits-all approach to sustainable investing.

The U.S. Chamber of Commerce, SIFMA and other trade groups argue that the temporary enforcement guidance scheduled to end Dec. 20 should be extended for six to 12 months.

'The first deal I did was a complete disaster because I did it on my own,' said Ron Carson, founder and CEO, Carson Group, during a panel discussion on RIA M&A.

Citizens is contacting wealth firms that look like a good fit and attempting to negotiate with their principals directly as a way of avoiding the bidding process.