Industry

Wealthfront has drawn interest from potential buyers including banks and special purpose acquisition companies.

Like with any relationship, it’s important to have those uncomfortable conversations early.

Hightower will shift to a 50/50 hybrid working model early next year for its over 200 corporate employees; it's also giving its staff more paid time off, and expanded parental leave benefits and the chance to work from anywhere for four weeks a year.

A new alert from the commission’s Division of Examinations found that many RIAs are miscalculating fees and often overcharging clients, risking enforcement actions.

The four-advisor team will create Famiglia Wealth in Bloomfield Hills, Mich., Sanctuary’s first Michigan partner and fifth ex-Morgan Stanley team to join this year.  

CFP professionals may face a public censure if they do not report within 30 days certain information that could point toward possible misconduct.

The firm announced that two new teams would join Raymond James in Georgia, while a financial advisory duo departed Merrill Lynch to join the company’s Fort Myers, Fla. office.

Peter Mallouk takes an even bigger leap into the 401(k) market in a deal with Lockton that would add $110 billion in assets.