See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo, several months after the regulator commissioned a study to examine the case.
Healy, who was laid off from TD Ameritrade during its integration with Schwab, has volunteered with the Center for Financial Planning for several years. Now she'll lead it.
While advisor movement across the industry has muted, LPL added 780 advisors in the second quarter, many of whom came from its recruitment of CUNA Mutual Group.