Industry

The Oregon quartet specialized in retirement planning manages around $230 million in client assets.

In a new risk alert, SEC examiners stressed that firms have appropriate staffing to comply with AML regulations, especially after the wave of sanctions following Russia’s invasion of Ukraine.

Mercer is expanding its footprint in California and Texas and bolstering its estate planning capabilities with two deals announced this week.

Rothschild Investment Corporation said it plans to continue in the M&A market, adding up to $1 billion in AUM annually.

The deal could be the first of several in the lead-gen, referral and marketing space that seeks to add reviews and ratings tech.

All of CI Private Wealth's offices will now operate as Corient, the brand of one of its acquired firms. CI wants to integrate all of its acquisitions into one RIA.

Burney Company, a Virginia-based RIA with $2.4 billion in assets, has added Goldman Sachs Advisor Solutions’ custodial service to expand access to alternative investments.

A large body of evidence demonstrates that market forecasts from 'gurus' have no value in terms of adding alpha.

The majority investment will be used to launch an equity ownership program and beef up RFG’s talent across multiple functions.