See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Speaking remotely at the annual conference of the Investment Management Consultants Association, Phyllis Borzi of the DOL strongly suggested that the agency will include some exemptions to its fiduciary rule for certain business practices.
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Evidence of the disturbance in the credit markets -- wrought by a combination of flight-to-quality asset commitments and Fed intervention -- can be seen in the spread between the ten-year Treasury rate and the S&P 500 dividend yield.
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