See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
Get the latest stories direct to your inbox - subscribe to the Morning Memo.
Can't live with them, can't live without them. | pxel66/iStock/Thinkstock
Apparently even advisors trust an algorithm to manage investments. In a recent survey of 134 independent financial advisors, 60 percent said they would trust a so-ca...
Risk alert. | Copyright Chip Somodevilla, Getty Images
The Securities and Exchange Commission is warning broker/dealers that their guardrails around selling so-called structured notes are, almost without exception, weak. The commission iss...
Hedging his bets. | Copyright Noam Galai, Getty Images
Billionaire entrepreneur Mark Cuban says the volatility in the markets is being driven by high frequency trading. “What happens is that there are so many different algorithms that are ...
It depends. | Sergey_P/iStock/Thinkstock
Over the last few days, top portfolio managers and financial advisors have declared the recent volatility a good buying opportunity. But investors aren’t as sure, according to a recent poll by Eaton...
Kathy Jones, the senior vice president and chief fixed income strategist at the Charles Schwab Center for Financial Research, said she was a “September-ist” coming into 2015 when it came to predicting when the Federal Reserve would ra...