See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Minorities and women remain underrepresented at agencies that regulate the financial services industry, including at the Securities and Exchange Commission, a report released Thursday found.
The Committee on Financial Services' report highligh...
House Democrats and Republications are teaming up to draft legislation that would create an alternative “best interest standard” for advisors to operate under when working with retirement accounts...
To each her own. | Copyright Mario Tama, Getty Images
Some wealth management firms are developing platforms for providing specialized socially responsible investing for their clients, according to Institutional Investor. Morgan Stanley, fo...
To help prepare financial services firms for the next round of testing by the Security and Exchange Commission’s Office of Compliance and Examinations, External IT released a white paper identifying three key areas were financial...
Start it up. | Copyright Dan Callister, Getty Images
If you want to be an independent financial advisor, you’re an entrepreneur. And where is the best place to be an entrepreneur? According to a new ranking of the best and worst states for...
Several technology providers took the stage at T3 Enterprise to demonstrate their newest products, updates and hint at future products still under wraps.
Bob McCann is stepping down from his role as head of UBS Wealth Management Americas and president of UBS Americas, and will take over as chairman of UBS Americas, the firm announced Tuesday along with its third quarter earnings. ...
In a new report released last week, Morningstar says the Department of Labor’s fiduciary rule could have a drastic impact on the profits and business models of the asset management and brokerage industries. Michael Wong, equity analyst...
Democratic Sen. Sherrod Brown, joined by Dept. of Labor Sec. Thomas Perez, said Monday he would propose a new bill to close a loophole in the tax code that allows employers to treat full-time workers as independent contractors ...
He's handing out financial, not fashion, advice. | Copyright Robin Marchant, Getty Images
Things are going quite well for New England Patriots tight end Rob Gronkowski these days. On the field, he is on pace for career highs in virtually e...
