See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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This year advertisers paid a total of $377 million, nearly $5 million for each 30-second slot during Sunday’s Super Bowl game, up from the $4.5 million paid last year. Like in years past, consumer brands like Snickers, Doritos and Budweiser m...
This industry is quick to jump on a trend; attracting and retaining the next generation of advisors is one of the latest. Many firms host “next gen” symposiums, industry conferences are crowded with break-out sessions imploring the grey hairs to ...
The Series 63, 65 and 66 exams are getting a facelift. The North American Securities Administrators Association announced the exams, which are administered by FINRA, are receiving updated content around topics such as social media and...
Legislation aimed at blocking the Department of Labor’s fiduciary rule hit the Senate on Thursday, mirroring a bipartisan initiative already moving ahead in the House of Representatives...
Bipartisan legislation aimed at curbing the reach of the Department of Labor’s fiduciary rule for financial advisors is heading to a full vote by the U.S. House of Representatives...
According to new data released Thursday by Broadridge’s Fund Distribution Intelligence, ETF assets increased $124 billion in 2015, hitting an all-time high of $2.2 trillion. Comparatively, long-term mutual fund assets decreased by $161 billio...
The Department of Labor moved forward with its plans to release a finalized version of its long-anticipated fiduciary proposal, sending a copy of the rule to the Office of Budget Management late Thursday night for review and approval...
The Financial Industry Regulatory Authority will be working on a number of rule changes in 2016, including revamping license testing and creating a waiver program for those taking a leave of absence or performing different job functions...
