Industry

Mary Jo White makes pitch to not repeal Dodd-Frank and other reforms.

Tech leading M&A activity, investors want both human and robo advice and Leaders Group picks Advizr for financial planning.

In its annual press briefing, the advocacy group said the U.S. should take a page from Europe, which recently conducted a review of its regulatory framework for financial services.

Adlo Roldan stepping down as portfolio manager, reducing day-to-day responsibilities.

Elizabeth Warren took to social media to voice her support for Betterment CEO Jon Stein and his letter to President-elect Donald Trump.

Trump campaign manager Kellyanne Conway pinch hits for Priebus and Scaramucci, Luis Aguilar casts doubt on an SEC fiduciary standard, and fiduciary advocates get real on the DOL rule at the 2016 MarketCounsel Summit.

Bank to pay $16.5 million for relying on brokers to identify and escalate potentially suspicious trading activity.

Blucora will initially roll out the technology to its tax preparation software customers. But is it competition or lead generation for the b/d’s advisors? An exec says the latter.

The ruling could make it easier to prosecute people accused of profiting for confidential information.

Several brokerages named top places to work for LGBTs, HighTower adds a team from UBS and W.R. Berkley launches insurance products for the high net worth.