Industry

A new report chastises 25 brokerages and insurance firms for marketing their employees as advisors, while eschewing that term in legal filings against the DOL.

The RIA service-provider's investors said it was time to shut it down after nearly eight years.

The White House got involved in financial and retirement advice under President Obama. It may be too late to go back.

The $22.6 million settlement between Citadel Securities and the SEC proved -- sort of -- that SIP latency arbitrage does occur.

For the fourth straight year, M&A activity in the wealth management industry set a new record high, according to the "RIA M&A DealBook" from Echelon Partners.

Average revenue per advisor at Morgan Stanley reaches $1 million for the first time.

Ed O’Brien, the CEO of eMoney Advisor, says advisor sentiment toward the fiduciary rule is improving and those who can adjust their practices to comply with it will prosper.

With his recent retirement as CEO, Morningstar's founder looks back on how the industry has changed over the past three decades.

BlackRock to pay $340,000 in settlement with the SEC, Hightower adds a $1 billion team from Florida and Colony Group adds a Colorado foothold.

Go on and plan your summer vacation