See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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The regulator is reaching out to four-year schools and graduate programs to educate them about the new exam, which could be taken without a sponsor firm.
Investors say they prefer to make their own investment decisions, an indication that advisors underestimate the need to broaden their services, according to a new CFA study.
Behemoth investment firms, from Fidelity to Vanguard to BlackRock, are locked in fierce competition to attract assets, even if that means dropping their fees closer to zero.