Industry

A study of broker/dealers' senior practices, more than 1,500 Fidelity employees accept buyouts, and NFL alumni get a new advisor.

The popular markets opinionator will continue to publish his investment commentary alongside Leuthold's popular "Green Book."

The best manager of bonds in America refuses to pay full price.

The Department of Labor's "best interest" rule should be maintained, only without the enforcement provision of class-action lawsuits, says the U.S. Justice Department.

Jurors in a federal court in Manhattan found Brian Block guilty of fraud and conspiracy following a three-week trial.

eMoney integrates CapitalROCK technology for DOL compliance, Envestnet Tamarac adds auditing capabilities, AssetMark launches a business assessment tool, and other wealthtech news.

The department issued a request for information seeking data and information that may be used to revise the rule and its exemptions.

The expected deregulation to come from the Trump administration is making banks more interesting while it's getting harder to make money in hedge funds.

Overall advisor satisfaction was slightly down, but the most profitable financiers are much less happy.

The needle has barely moved on bringing Gen X and Gen Y clients into wealth management firms, even as advisors are lowering fees.