Industry

Matt Lynch, CEO of Strategy & Resources and a moderator at the upcoming WealthManagement.com Executive Forum in New York City, discusses how the relationship between advisors and their broker/dealers is changing.

At the financial-technology company's annual conference in Chicago this week, the firm demonstrated its “deep integrations” with Riskalyze, Advizr and others, and announced that with the parent company’s backing, it’s on the lookout for acquisitions.

The SEC said it had charged SunTrust for "improperly recommending more expensive share classes of various mutual funds when cheaper shares of the same funds were available."

Disruption starts at home.

For some loosely affiliated groups, the deals are based on individual advisor, not group, production, an unusual move.

The firm continues its pivot away from its AIG past, appointing Derek Burke as its new president and CEO.

Jamie Dimon calls bitcoin "worse than tulip bulbs," Seattle RIA joins Dynasty, and the FPA partners on a podcast for NextGen advisors.

After doubling in size over the last three years, CEO Joe Duran is going outside the industry, bringing in a retail marketing exec from Oakley Inc., with visions of creating an easily recognizable, digitally based, consumer-facing United Capital...