Industry

Uptick’s founders are so confident in their non-protocol transition process that they will forgo their profit margin until an advisor gets back to 100% revenue.

Advisors are telling clients to remain calm and remember the stability of markets throughout tumultuous historical times.

Mark and Steven Resnik have teamed up to lead Burling Wealth Partners, a Chicago RIA with over $750 million in AUM.

The RIA industry recorded the highest monthly volume on record for M&A deals, which DeVoe & Company attributed to firms’ anticipation of interest rate cuts.

Whether Kamala Harris or Donald Trump becomes President in January, their nominees for regulatory positions at the Labor Department and Securities and Exchange Commission will depend on electoral results for the Senate.

Greater customization and fewer fees are behind the preference.

The commission settled charges that Wahed Invest violated the ad rule when including a pro soccer player and MMA athletes in marketing without clarifying that they weren’t clients and were compensated.

Cinda Collins alleged her former employer discriminated against her by terminating her after 30+ years because she was nearing retirement.

Omaha-based Homan Wealth Advisors will join Colony's Buckingham Strategic Wealth.

The former Advent CEO will run day-to-day operations at PureFacts and new integrations at Flourish and MaxMyInterest.