See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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In a comment letter to the Securities and Exchange Commission, several states argue that expanding the investor pool for private securities may have negative consequences.
The SEC and Massachusetts collaborated on the investigation, which found the co-principals of Strategic Planning Group failed to disclose conflicts of interest.
Amid a flurry of activity at XYPN, Michael Kitces explains how Schwab's own moves in turn boosted AdvicePay and why AI is (mostly) useless for advisors.
A new survey from Charles Schwab Investment Management also found that advisors' other most common biases were likely to be loss aversion or overconfidence.
