Industry

Are you willing to be Snappy Kraken and Sawtooth Solution's test advisors?

Donald Marron led Paine Webber for 20 years before the retail brokerage was sold to UBS in 2000.

Donald Marron led Paine Webber for 20 years before the retail brokerage was sold to UBS in 2000.

The acquisition of Rodman Capital Management is the latest in a number of recent acquisitions MAI has made since accepting a minority investment from Wealth Partners Capital Group in 2017.

Kenneth Eshleman and Steve Maher, the owners of EHD, are now senior wealth advisors and owners at Domani Wealth, working in the Lancaster office. 

Bank of America has made unlimited commission-free stock, ETF and options trading available to all Merrill Edge Self-Directed investors.

Charles Schwab Corp. hires Tom Bradley, former TD Ameritrade exec, to aid advisor transition.

A FINRA arbitration panel has fined Wells Fargo Advisors $400 a day until it turns over documents related to a fraud case involving a former advisor.

Independent advisors have plenty of reasons to sell now.

It looks like the DOL fiduciary rule will be brought back to life, but it will likely look very different.