Industry

The rule will be on the books by the time of the election, but there are a few paths a new Democratic administration may take to change it, according to industry experts and investor advocates.

Independent Financial Partners brings banking service offerings to its 200 advisors.

2019 marked a banner year for investment advisory M&A, including a number of new entrants and first-time buyers making their presence known in the RIA space.

BDO USA adds Biegel Waller Investment Advisory Services to its wealth management business.

Chicago-based Cerity Partners has merged with New York-based RIA EMM Wealth.

Investment costs might not seem like a big deal, but they add up and compound over time along with investment returns.

About a quarter of people with a U.S. bank account have used Plaid to connect to the roughly 11,000 financial institutions it works with.

St. Germain Investment Management acquired Gage-Wiley & Co. and its affiliate New England Capital.

Advisers managing $2.4 trillion are expected to sell, merge or open shop over the next 10 years.

Bank of America Corp., Morgan Stanley, Deutsche Bank AG and JPMorgan Chase & Co. are among Wall Street firms beefing up wealth-management teams in Northern California.