Industry

Synergy Wealth Alliance has plans to double its firm every 36 months.

Current head of Wells Fargo's wealth unit Jon Weiss will move to the corporate and investment banking division, as part of a larger reorganization at the bank. The search for a replacement is under way.

John Bahnken said the merger between Citizens Bank and RIA Clarfeld Financial Advisors could be a successful example of a bank/RIA partnership.

A new Vanguard Research study indicates that advice, both human and algorithmic, can help investors diversify.

Massachusetts Secretary of the Commonwealth William Galvin accused Ronald Leger Jr. of selling unregistered 'life settlement' securities to investors.

The Money Management Institute is rolling out a nationwide program to help educate advisors on ESG, or sustainable investing, bringing investors and asset managers together to help find common ground for navigating the explosive growth in interest...

If the Protecting the Right to Organize Act passes the Senate, tens of thousands of advisors would no longer be classified as independent contractors.

Financial planners Rianka Dorsainvil and Lazetta Braxton have merged their practices to create a virtual firm that moves away from 'assimilation and lip service.'

Frontier Wealth Management has acquired Highwater Wealth Management, a Colorado RIA with $180 million in AUM.

Investors turning to more conservative portfolios ahead of what's expected to be a volatile year, both in the markets and in politics.