Industry

The newly established River's Edge Wealth Partners, with about $500 million in client assets, is led by advisors joining LPL from Wells Fargo.

CAPTRUST boosted its already large retirement plan business with the addition of RIA Plante Moran Financial Advisors' retirement practice, a team boasting $6.27 billion in assets under advisement.

The addition of The Parker Group, which joins Baird from Morgan Stanley, marks the 11th private wealth management office in the state for the wealth management firm.

Luke Winskowski readily admits that Thrivent's effort to rebrand itself as an advice-driven company is a “significant effort” for a legacy insurance company.

Both Skyview Partners and Live Oak Bank have experienced upticks in RIA borrowers.

Katherine Jollon Colsher will succeed Janet Cowell as head of the organization, which works to ensure that 30% of investable capital will be managed by women by 2030.

Now that Labor Day has come and gone, many who were given the option of working from home are itching to learn what comes next.

Forest Williams Jr. of The Opus Group of Virginia specializes in asset management and retirement income planning, and will join the firm from MML Investors Services.

FINRA alleges Wells Fargo failed to properly supervise variable annuity switches.

Critics and supporters of the Labor Department's fiduciary exemption proposal spoke during an all-day virtual session.