Industry

At Morningstar's annual conference, Michael Jantzi detailed increasing interest about sustainable investing, as well as how COVID-19 inspired more interest rather than reducing it.

After an 18-month search, SGC Financial and Insurance Services will join LPL from Securian Financial.

Bank of America CEO Brian Moynihan told investors at the Barclays Global Financial Services Conference Tuesday that third quarter revenues at Merrill Lynch and Bank of America Private Bank will be 'strong' due to increased client assets.

PAG is rebranding itself amid an upcoming product launch that will be available to all advisors.

Some suggested that mistakes, rather than intentional duplicity, were the reason behind firms failing to disclosure past legal and disciplinary incidents in their Form CRS.

But a possible combination in 2021 would likely not affect UBS's North American advisors, industry analysts said.

Pathstone's acquisition of Price Wealth gives the multigenerational family office $22 billion in total assets.

Led by strategic acquirers like Hightower and Creative Planning, RIA M&A kept up the hot pace set in June, with 12 deals announced in August for $12.89 billion in AUM.

The Behavioral Finance Barometer 2020 study reveals what worked at the onset of the pandemic.

The sixth annual awards ceremony featured 72 awards presented to 61 companies.