Industry

Altruist founder Jason Wenk weighs in on the future of the advisor technology space.

JPMorgan Chase's rollout of a nationwide in-branch advice network shows commitment to human advice for more complex clients, according to Dr. Kelli Keough, speaking at CB Insights' Future of Fintech conference.

The survey of 2,000 finance industry professionals showed 76% of men were offered a promotion at least once without requesting it, compared with 57% of women.

Nothing beats the osmosis that comes from working in an office.

Beyond being chosen to lead, they must do the work to enhance the mission, vision and values of their institution.

The $503 million in AUM firm joins Advisor Group through SagePoint Financial.

A handful of cases from brokers argue COVID-19–mandated virtual hearings in disciplinary and arbitration cases violate their rights to a fair defense.

Even as its competitors have become 'bionic,' offering a mix of human and digital wealth management, Wealthfront has stuck to its software-only approach.

The move puts him on the other side of the table at the independent broker/dealer LPL Financial, where he served as president until 2015.

The testimony before the Senate Committee on Banking, Housing and Urban Affairs is likely to be Clayton's final appearance in Congress before leaving his role as SEC chair by year-end.