See the latest on the Wealth Management Industry including M&A activity, diversity and inclusion and RIA updates.
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Industry stakeholders are now looking to Massachusetts to see how aggressively the state enforces the rule and gain insight into how other states may follow suit.
LPL adds Summit Wealth Advisors, a Pittsburgh.-based team managing about $140 million in client assets, after 20 years with Lincoln Financial Securities.
Credit Suisse dismissed a Zurich-based banker who forged documentation on an over-the-counter contract for an African wealth management client, which led to an $11 million loss.
A New Jersey resident is seeking damages from Envestnet and Yodlee, with allegations of unsecured data and 'unlawful collection and use of sensitive personal data from millions of consumers.'
Michigan-based Baldwin Capital Management and Langdon Capital Management join LPL from Voya Financial, while Chicago-based Nestlehut Financial Services moves to Cetera Advisors from Securities Service Network.