Industry

Scottsdale, Ariz.-based Progressive Financial Concepts joins Wealth Consulting Group, an office of supervisory jurisdiction of LPL Financial.

In the latest salvo, Blucora criticized Ancora's slate of board nominees, saying the firm deserves directors built on 'merit, experience and talent,' not 'prior business relationships.'

The pandemic has condensed many potential sellers’ timetables for exiting the business and will most likely create new avenues for hungry buyers to grow through acquisition.

UBS staff have indicated they want more personal time and women in particular have sought greater flexibility to work from home.

Ronald Thacker will be based in Austin and help Americana with expansion plans in Texas and other states.

Fighting to increase the number of women in finance is not only the morally just thing to do but also a $25 billion opportunity.

Boston Private hits reply to HoldCo Asset Management's claim that a proposed deal “grossly” undervalues the firm to pursue "pie-in-the-sky" wealth management.

Kingswood U.S. CEO Derek Bruton says the new platform will address some of the pain points advisors have when investing in alternatives.

Additionally, Virginia closed its public comment period for its own regulation based on the National Association for Insurance Commissioners' model rule from last year.