Industry

EF Hutton keeps coming back from the dead. Kingswood Capital Markets is the latest to take on the name of the storied brokerage firm.

According to the commission, Intervest International failed to disclose that more affordable, but otherwise identical, fund alternatives to one advisor's recommendations were available for clients.

CEO Christopher Walters laid out his plans to bring together Blucora's tax software and wealth management businesses.

As part of the sale of the EF Hutton trademarks, Stanley Hutton Rumbough, grandson of Edward Francis Hutton, has the option to invest in and join the board of the firm’s first four special purpose acquisition companies.

Morgan Stanley is broadening its approach to wealth management with E*Trade providing inroads to new markets, like workplaces and legions of self-directed investors.

Commissioners Elad Roisman and Hester Peirce believe the agenda signals a move to undo enacted rules, calling it 'regrettable.'

CUNA Mutual will become one of LPL Financial's largest clients, with 550 advisors and $36 billion in assets.

The advisor moves, acquisitions and mergers you may have missed the week of June 6 to 11, 2021.

Carolyn Armitage, former managing director at M&A consultant Echelon Partners, will lead the independent advisor platform, currently with 180 advisors.