Industry

Dallas-based Quest Capital Management’s shareholders and 17 staff members will join Mercer Advisors, in the RIA’s second transaction this week.

The Public Investors Advocate Bar Association (PIABA) found that 24% of money awarded last year went unpaid; the group argues the problem of unpaid arbitration awards could get even worse in a down market.

This is the fourth time Wells Fargo has pushed back its return-to-office date.

David Komansky served as Merrill Lynch CEO from 1996 to 2002, a time in which the wirehouse added to its network of retail brokers in Japan, Canada and Australia, making the firm’s share of revenue from non-U.S. sources higher than at any of its...

The deal will create a $20 billion multifamily office in 11 markets across the United States.

Financial advisors are switching firms at a record pace. If you are planning to make a move, here are four things you need to do.

FINRA will look at how firms acquire customers through social media, particularly through outside influencers with large online followings.

“You can’t have the excuse anymore of saying, ‘Well I can’t find any Black and brown talent,’” said advisor Rianka Dorsainvil, speaking at the Morningstar Investment Conference this week.

Despite the marketing push around investment products and ESG funds, there is no one-size-fits-all approach to sustainable investing.