Industry

Patrick Egan’s interim suspension went into effect on June 21. Egan is a representative with the California-based firm Western International Securities, which was also named in the SEC's complaint.

MAI Capital Management absorbs a Cleveland team with $368 million in AUM.

The wealth unit plans to double client assets under management for private market investments and expand programs that focus on sustainability and the next generation set to inherit wealth.

Hybrid wealth management firms combine to form $350 million AUM RIA serving North Texas and Oklahoma markets.

HIghtower's Wichita, Kan.–based wealth management firm more than doubles partners with next-gen promotions, plans one-to-one mentorship program.

Family offices tend to fare better.