Industry

Advisor demand for alternative investments is growing, according to a new Cerulli study, with exposures to intermittent liquidity products increasing sharply in 2021.

President and CEO Wayne Chopus sent letters to U.S. Senate and House leaders urging them to approve FY 2023 money for the SEC to make new hires in its Enforcement and Examination divisions.

Acquisition will add more than 400 advisors to the Mariner network and broaden platform offerings.

The combined firm could become a major player in providing managed security and cybersecurity services to independent RIAs.

Former Fieldpoint Private Managing Director Tom Hakala joins Snowden Lane’s NYC headquarters.

According to the second quarter earnings, revenue in the wealth management and BofA Private Bank businesses grew by 7% to $5.4 billion in the second quarter compared with a year ago.

Mesa Pointe Wealth in Midland, Texas, becomes seventh firm to join Sanctuary's RIA platform this year.

With its latest acquisition Alera bolsters its retirement plan services and expands its Southwest footprint.

The latest Echelon Partners RIA M&A report shows that transactions have slowed and deal sizes are smaller relative to the end of 2021, but 2022 is still on track to be another record-breaking year.