Industry

The firm had net new assets of $185 million during the quarter and reported total client assets of $76.5 billion, down from $86 billion a year ago.

On the heels of Q2 earnings report, Focus Financial launched partnership with Community Capital Technology for client lending.

The strongest providers with the best talent, distribution and technology are and will be ones that offer wealth and benefit services to participants.

Buoyed by a private equity infusion, The Mather Group reinforced its regional footprint in D.C. and Houston this week.

The SEC staff bulletin detailed instances in which firms may be required to disclose, mitigate and, if necessary, eliminate conflicts of interest to comply with the Regulation Best Interest rule.

Hub International's latest acquisition will continue its Southwest expansion.

Edelman acquires a Northern California firm with small retirement plan capabilities as it moves to incorporate more M&A into growth strategy.

The new business will provide a range of wealth-management services to a16z partners and the executives of its portfolio companies

The court overturned a decision involving a FINRA arbitration ruling in favor of Wells Fargo, several months after the regulator commissioned a study to examine the case.