Industry

The marketing technology firm first announced the service at the 2021 AdviceTech.LIVE virtual conference.

Marguerita Cheng, Richard Shaw and Steve Wallman have been elected to three-year terms on the CFP Board of Directors.

The record amount of civil penalties was driven in part by the fines against some large Wall Street firms for failing to preserve text message communications on personal devices.

Base salaries expected to increase 4% to 5% for a second straight year.

There’s no sign they will so far.

The firm’s executives said they are pressing forward on the path toward becoming a national RIA, lowering platform fees, bringing commission trails in-house, expanding capital options for the affiliated businesses, and bulking up its suite of...

As the world awaits the final result of the US midterms, the finance industry is trying to figure out how vulnerable the outcome will leave it.

The upcoming offering will allow CI to split its Canadian and U.S. businesses and help pay down $3 billion in debt. Ultimately, however, the markets will determine the IPO date, the firm says.

The firm wants to support advisors who have served in the military and attract active duty or recently retired service members to the industry.